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Statement

Privacy Statement

What Does Montgomery Wealth Management, LLC do with Your Financial Information?

Why?


Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

 

What?


The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income

  • Account balances and assets

  • Transaction history

 

How?


All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Montgomery Wealth Management, LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information:

For our everyday business purposes - such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus.

Does Montgomery Wealth Management, LLC share this? | Yes

Can you limit the sharing? | No

For our marketing purposes - to offer our products and services to you.

Does Montgomery Wealth Management, LLC share this? | Yes

Can you limit the sharing? | No

For joint marketing with other financial companies.

 

Does Montgomery Wealth Management, LLC share this? | No

Can you limit the sharing? | N/A

For our affiliates' everyday business purposes - information about your transactions and experiences.

Does Montgomery Wealth Management, LLC share this? | No

Can you limit the sharing? | N/A

For our affiliates' everyday business purposes - information about your creditworthiness.

Does Montgomery Wealth Management, LLC share this? | No

Can you limit the sharing? | N/A

For our affiliates to market to you.

Does Montgomery Wealth Management, LLC share this? | No

Can you limit the sharing? | N/A

For non-affiliates to market to you.

Does Montgomery Wealth Management, LLC share this? | No

Can you limit the sharing? | N/A

Who we are:

Who is providing this notice?

 

Montgomery Wealth Management, LLC

 

How does Montgomery Wealth Management, LLC protect my personal information?

 

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and building.

 

How does Montgomery Wealth Management, LLC collect my personal information?

 

We collect your personal information, for example, when you:

  • Open an account

  • Deposit money

  • Seek advice about your investments

  • Enter into an investment advisory contract

  • Tell us about your investment or retirement portfolio or earnings

 

We also collect your personal information from other companies.

Definitions

Affiliates

 

Companies related by common ownership and control. They can be financial and nonfinancial companies.

  • We have no affiliates.

 

Nonaffiliates

 

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

  • We do not share with nonaffiliates so that they can market to you.

 

Joint Marketing

 

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do not jointly market.

Questions? Call 833-349-6961

 
 
 
 

Montgomery Wealth Management

360 Mt. Kemble Ave. 3rd Floor Morristown, NJ 07960

833-349-6961

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Securities are offered through M. S. Howells & Co. a registered broker/dealer. Member of FINRA and SIPC. Advisory services offered through Montgomery Wealth Management LLC, a registered investment adviser. The firms are unaffiliated entities.