Who We Are
A career executive and advisor in the Wealth Management industry. Prior to founding Montgomery Wealth Management, Bill was a Managing Director with Morgan Stanley where he led multiple complexes across New Jersey that managed in excess of forty billion dollars of client assets and liabilities. Bill and his wife, Darlene are actively involved in several charities. Bill is a board member of The Morgan Stanley Children's Hospital Advisory Council.
Mike is Montgomery Wealth Management’s Director of Firm Operations and Strategy. He joins the firm after spending the last six years at Morgan Stanley in multiple leadership roles. In this role, his responsibilities included management, evaluation, development of staff, and trading supervision.
At Montgomery, Mike focuses on branding, strategic execution, partnership integration, and managing day-to-day operations. He also interfaces with our firm’s custodians and service providers. Mike currently holds FINRA series 7, 9, 10, and 66 securities licenses.
Outside of work, Mike is a passionate New York Yankees and New York Giants fan. He and his wife Katherine enjoy traveling, skiing, and spending time with their family. Mike is also associated with numerous charitable organizations in and around the New York metropolitan area.
Lisa Kain, our Director of Engagement & Integration brings over 21 years of industry experience to Montgomery. Throughout her career she has provided the highest level of service to corporate executives, high net worth families, and businesses.
Lisa acts as a liaison between our firm and our investment managers, clients, and advisors. She is responsible for developing and executing partnerships with our vendors. In addition, Lisa will oversee all advisor and client on-boarding at Montgomery Wealth Management.
Lisa has a passion for philanthropy and spends time volunteering with Habitat for Humanity, NJ Foodbank, and Morgan Stanley Children’s Hospital to name a few. She enjoys traveling, hiking, tennis, golf, and physical fitness, and spending time with her four children. Lisa currently holds FINRA series 7, 31, and 66 securities licenses.
Sheila joins Montgomery Wealth as our Relationship Manager. She brings to our firm over twenty years of administrative experience in the financial services industry, her last nine years as a Complex Manager’s Assistant. A role which allowed Sheila the freedom to employ her interpersonal skills. Sheila worked streamlining and overseeing the complex’s day-to-day inner workings.
At Montgomery Wealth, Sheila’s focus is technology, employee relations, firm infrastructure, and human resources. She will handle interactions with the firm’s vendors.
Sheila enjoys spending time with her husband, three children, and five grandchildren. In her spare time, Sheila enjoys travel, playing golf, and spending time at the beach with her family.